Search Result

301 - 320 of 1022 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2011

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus