Search Result

281 - 300 of 1100 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose