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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

…

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

…

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

…

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

…

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

…

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

…

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

…

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

…

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

…

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