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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

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COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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