Search Result

81 - 100 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2011

COLL 11.6 Winding up, merger and division of master UCITS

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions