Search Result

761 - 780 of 1034 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars