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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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