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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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DTR 1.2 Modifying rules and consulting the FSA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FSA

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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