Search Result

361 - 380 of 947 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP App 3.7 Approach to redress

As Published: 2011

DISP App 3.7 Approach to redress

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure