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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers