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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

DISP App 3.9 Other matters concerning redress

As Published: 2010

DISP App 3.9 Other matters concerning redress

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients