Search Result

641 - 660 of 885 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints