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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MAR 5.1 Application

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

SUP 13A.8 Sources of further information

GEN 4.4 Business for retail clients from non-UK offices

LR 2.1 Preliminary

MAR 4.4 Exceptions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading