Search Result

341 - 360 of 1164 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

…

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

…

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

…

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

…

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

…

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

…

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

…

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

…

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

…

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

…

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

…