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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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REC 2.11 Custody

PERG 15.2 General

MAR 5.3 Trading process requirements

PR 5.3 Certificate of approval

REC 4.4 Complaints

LR 19.1 Application

SUP 15.5 Core information requirements

REC 4.1 Application and purpose

DTR 1.3 Information gathering and publication

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order