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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General