Search Result

201 - 220 of 485 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

LR 1.2 Modifying rules and consulting the FSA

As Published: 2010

LR 1.2 Modifying rules and consulting the FSA

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DISP App 3.4 Root cause analysis

As Published: 2010

DISP App 3.4 Root cause analysis

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

PR App 1.1

As Published: 2005

PR App 1.1

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables