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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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Similar To

SUP 11.3 Requirements on controllers or proposed controllers under the Act

PERG 8.7 Engage in investment activity

MCOB 6.4 Mortgages: content of the offer document

PERG 8.8 Having an effect in the United Kingdom

DISP 1.4 Complaints resolution rules

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

FIT 2.3 Financial soundness

REC 2.3 Financial resources

COBS 16.3 Periodic reporting

DISP 3.5 Resolution of complaints by the Ombudsman

DISP 1.7 Complaints forwarding rules

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order