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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PERG 13.3 Investment Services and Activities

LR 7.2 The Listing Principles

SUP 12.9 Record keeping