Search Result

801 - 820 of 1132 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1