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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

COLL 12.4 UCITS product passport

As Published: 2011

COLL 12.4 UCITS product passport

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings