Search Result

161 - 180 of 1149 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

…

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

…

COBS 6.3 Disclosing information about services, fees and commission

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission

…

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

…

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

…

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

…

PR App 1.1

As Published: 2005

PR App 1.1

…

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

…

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

…