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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

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LR 11.1 Related party transactions

INSPRU 3.1 Market risk in insurance

CASS 10.1 Application, purpose and general provisions

LR 9.2 Requirements with continuing application

CASS 5.5 Segregation and the operation of client money accounts

FEES 6.7 Payment of levies

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

SUP 7.3 Criteria for varying a firm's permission

CASS 5.4 Non-statutory client money trust

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 12.1 Application

APER 4.6 Statement of Principle 6

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order