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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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PERG 3A.7 Transitional arrangements

As Published: 2011

PERG 3A.7 Transitional arrangements

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

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