Search Result

361 - 380 of 961 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

…

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

…

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

…

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation and Auction Regulation

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

…

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

…

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

…

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

…

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

…

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

…

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

…