Search Result

361 - 380 of 1105 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval