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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction