Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

…

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5.3 Trading process requirements

REC 2.16A Operation of a multilateral trading facility

FEES 4.4 Information on which Fees are calculated

PERG 2.7 Activities: a broad outline

BIPRU 7.10 Use of a Value at Risk Model

REC 2.5 Systems and controls and conflicts

GENPRU 2.2 Capital resources

REC 2.7 Access to facilities

FEES 3.2 Obligation to pay fees

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 5.1 Skills, knowledge and expertise

PERG 13.7 The territorial application of MiFID

SUP 16.12 Integrated Regulatory Reporting

SUP 13A.9 The precautionary measure rule for incoming EEA firms

LR 13.5 Financial information in Class 1 Circulars

SYSC 7.1 Risk control

SYSC 10.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

REC 4.2D Suspension and removal of financial instruments from trading

DEPP 2.5 Provision for certain categories of decision