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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

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CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

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COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

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LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

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DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

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DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

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TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

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LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

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DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

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TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

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