Search Result

961 - 980 of 1070 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2012

DTR 1.2 Modifying rules and consulting the FSA

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

MIPRU 1.2 Actions for damages

As Published: 2007

MIPRU 1.2 Actions for damages

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages