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Similar To

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

PERG 8.23 Regulated activities

PERG 8.32 Arranging deals in investments

MCOB 1.2 General application: who? what?

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 6.2 Introduction

SUP 6.3 Applications for variation of permission

PERG 4.14 Mortgage activities carried on by professional firms

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

SUP 13A.3 Qualifications for authorisation under the Act

PERG 5.2 Introduction

DEPP 2.5 Provision for certain categories of decision

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 9.10 Significance of being an open-ended investment company

PERG 14.6 Carrying on a regulated activity in the United Kingdom

SYSC 1.4 Application of SYSC 11 to SYSC 21

PERG 7.4 Does the article 54 exclusion apply?

PERG 8.33 Introducing

PERG 1.4 General guidance to be found in PERG

SUP 15.3 General notification requirements