Check your settings below and select the cookies you’re happy with.
Strictly Necessary Cookies
These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences, logging in or filling in forms.
Non-essential Cookies
These cookies are used for various purposes:
Find out more about www.allaboutcookies.org or view our cookie policy.
To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).
As Published: 2004
ISA
an individual savings account .
As Published: 2001
RCH
a recognised clearing house . 5…
MAR
the Market Conduct sourcebook. 3…
As Published: 2006
ICA
53 individual capital assessment .
As Published: 2010
SUP 16 Annex 28 [deleted]
…
SFA
the Securities and Futures Authority Limited. 5…
FSA
2 the Financial Services Authority.
As Published: 2005
FEES
18 the FEES manual.
RDC
Regulatory Decisions Committee . 5…
SFT
45 securities financing transaction .
registrar
the person who maintains a register . 5…
AUT
4 an authorised unit trust scheme .
COMP
the Compensation sourcebook. 3…
As Published: 2012
ESMA
72 European Securities and Markets Authority.
IOSCO
the International Organisation of Securities Commissions. 5…
LR
the Listing Rules sourcebook.
As Published: 2007
linked assets
index-linked assets or property-linked assets .
EIS
Enterprise Investment Scheme . 4…
equivalent
43 see commission equivalent .
As Published: 2008
custody chapter
79 CASS 6 .