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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit