Search Result

741 - 760 of 1092 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

MCOB 6.2 Purpose

As Published: 2006

MCOB 6.2 Purpose

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations