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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

COBS 4.4 Compensation information

As Published: 2009

COBS 4.4 Compensation information

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation