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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors