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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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Similar To

DEPP 1.1 Application and Purpose

SUP 5.2 The FSA's power

MCOB 2.5 Reliance on others

RCB 3.6 Fees and other matters

COBS 4.9 Financial promotions with an overseas element

LR 18.2 Requirements for listing

PR 3.4 Supplementary prospectus

CASS 6.2 Holding of client assets

COLL 6.10 Senior personnel responsibilities

DEPP 2.2 Warning notices and first supervisory notices

PERG 4.14 Mortgage activities carried on by professional firms

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order