Search Result

281 - 300 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application