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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

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COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

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COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

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MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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