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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

PR App 1.1

As Published: 2005

PR App 1.1

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements