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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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