Search Result

821 - 840 of 1100 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.6 Territorial scope

As Published: 2009

PERG 15.6 Territorial scope

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

COLL 11.5 Auditors

As Published: 2011

COLL 11.5 Auditors

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2011

REC 2A.2 Method of satisfying the RAP recognition requirements

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

COBS 11.5 Record keeping: client orders and transactions

As Published: 2007

COBS 11.5 Record keeping: client orders and transactions

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction