Search Result

621 - 640 of 652 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COLL 11.2 Approval of a feeder UCITS

As Published: 2011

COLL 11.2 Approval of a feeder UCITS

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2011

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

COLL 11.4 Depositaries

As Published: 2011

COLL 11.4 Depositaries

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links