Search Result

161 - 180 of 1030 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

PR App 1.1

As Published: 2005

PR App 1.1

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management