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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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