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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

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BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

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SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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Similar To

RCB 2.3 Determination of registration

SYSC 5.1 Skills, knowledge and expertise

PERG 8.11 Types of exemption under the Financial Promotion Order

SYSC 4.4 Apportionment of responsibilities

SUP 13A.7 Top-up permission

PERG 5.3 Contracts of insurance

GEN 4.3 Letter disclosure

LR 10.8 Miscellaneous

REC 6.3 Recognition requirements

LR 11.1 Related party transactions

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 16.1 Application

PERG 9.1 Application and Purpose

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading