Search Result

761 - 800 of 1121 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

TC App 5.1

As Published: 2010

TC App 5.1

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

FEES App 1 Annex 3 Emergencies

As Published: 2012

FEES App 1 Annex 3 Emergencies

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime