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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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