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981 - 1000 of 1150 items.
COBS 16.1 General client reporting requirement
As Published: 2007
COBS 16.1 General client reporting requirement
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PERG 4.9 Agreeing to carry on a regulated activity
As Published: 2005
PERG 4.9 Agreeing to carry on a regulated activity
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RCB 4.2 Enforcement powers and penalties
As Published: 2010
RCB 4.2 Enforcement powers and penalties
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DEPP 2.3 Decision notices and second supervisory notices
As Published: 2007
DEPP 2.3 Decision notices and second supervisory notices
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COBS 3.8 Policies, procedures and records
As Published: 2007
COBS 3.8 Policies, procedures and records
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SUP 15.10 Reporting suspicious transactions (market abuse)
As Published: 2005
SUP 15.10 Reporting suspicious transactions (market abuse)
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