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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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CREDS 8.1 Application and purpose

As Published: 2011

CREDS 8.1 Application and purpose

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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PR App 3.1

As Published: 2005

PR App 3.1

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BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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